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Educerie · IB Diploma · History

Paper 1 Focused study 3: Political and economic transitions (from May 2028)

R3 The Russian Federation: what challenges did society face after the transition? (1991–1999)

What challenges did Russian society and the new state face between August 1991 and 1999, and how far did Yeltsin's government meet them?

SL and HL. Paper 1 is the same paper at both levels, so every section here is examinable for both.

What you must be able to do

  • Explain the hard-line coup of August 1991: who, why, why it failed, what it changedInquiry question: "Why did the coup of 1991 fail?"
  • Explain the October crisis of 1993: the quarrel between president and parliament, Decree 1400, the siege and shelling of the White HouseContent of Yeltsin's decree and the Constitutional Court's reply (6 marks)
  • Explain the economic consequences of shock therapy: inflation, falling output, poverty, unpaid wages and strikesContext of a statistical report or a strikers' appeal (6 marks)
  • Explain the rise of organised crime and its links to privatisation and the stateContent of a press account and an official statement (6 marks)
  • Explain the First Chechen War (1994–1996): causes, conduct, public reaction, the Khasavyurt settlementContext of a soldier's mother's letter or a government statement (6 marks)
  • Judge how far the state met these challenges, using historians' perspectivesPerspectives across all three sources (12 marks)

At the end of the note you tick off each one you can do: Check your understanding.

In the exam. Paper 1, 1 hour 15 minutes, 24 marks (30% of the SL grade, 20% of HL). Three sources, A, B and C, framed by one inquiry question, and the same three questions every time: explain how the content of Sources A and B can be used to answer the inquiry question (6 marks); analyse how the context of Source C affects its use (6); examine how the perspectives in all three sources can be used (12). Focused study 3 has two examples, the Meiji Restoration and the Russian Federation (1985–1999); you must learn both, and the paper uses one.

1The hard-line coup (1991) and the October crisis (1993)

Figure 1 · Challenges after the transition, 1991–1999 Figure 1 · Challenges after the transition, 1991–1999 Power and the constitution 19–21 Aug 1991 Hard-line coup fails in three days Dec 1992 Congress refuses Gaidar; Chernomyrdin made PM 21 Sep 1993 Decree 1400 dissolves parliament; the Court says it is unconstitutional 3–4 Oct 1993 Ostankino; tanks fire on the White House; about 150 dead 12 Dec 1993 Constitution voted; Zhirinovsky's party wins the most list votes Economy and society 1992 Inflation about 2,500%; savings wiped out 1990–98 Output down roughly 40% 1994 MMM collapses; murders over 30,000 a year; life expectancy falls 1996–98 Miners strike over unpaid wages; Trans-Siberian blocked Aug 1998 Default and devaluation of the rouble Chechnya Nov 1991 Dudayev declares Chechen independence 11 Dec 1994 Russian troops enter Chechnya 31 Dec 1994 Assault on Grozny fails; the city is then bombed Jun 1995 Budyonnovsk hostage crisis Aug 1996 Chechens retake Grozny 31 Aug 1996 Khasavyurt: Russian withdrawal violence or collapse turning point settlement Force settled who ruled in 1993, the economy shrank and the state could not keep order or win in Chechnya.
Figure 1 · Challenges after the transition, 1991–1999

The coup of August 1991. The Union Treaty (R2) would have given the republics real power from 20 August. Eight senior officials opposed it, among them the vice-president Gennady Yanayev, the KGB chairman Vladimir Kryuchkov, the defence minister Dmitry Yazov, the interior minister Boris Pugo and the prime minister Valentin Pavlov. They formed a "State Committee on the State of Emergency" (the "Gang of Eight").

DateEvent
18 AugustGorbachev, on holiday at Foros in Crimea, is told by a delegation to sign an emergency decree or hand over power; he refuses and is cut off with his telephones disconnected
19 AugustSoviet radio says Gorbachev is ill and that the Committee has taken over; tanks enter Moscow; Yeltsin reaches the White House, climbs onto a tank and reads an appeal "To the Citizens of Russia" calling the coup unconstitutional
19–20 AugustTens of thousands of Muscovites gather around the White House and build barricades; world leaders including George H. W. Bush condemn the coup; independent radio and foreign television carry the news
20–21 AugustAn assault on the White House is planned, but army units and the KGB's Alpha group hold back; in the night three young men die in a clash with a tank column; the troops withdraw
21–22 AugustThe plotters flee or are arrested (Pugo shoots himself); Gorbachev returns to Moscow
22–24 AugustCrowds topple the statue of the secret police founder Dzerzhinsky in front of the KGB; the Party is suspended; Gorbachev resigns as General Secretary

Why it failed. The plotters were hesitant and badly organised: they did not arrest Yeltsin, did not cut off the White House's communications and did not use the army decisively. The army and KGB were divided and many officers would not fire on civilians. Yeltsin and the crowd provided an alternative that voters had elected. The media and the world's governments backed the opposition. And the coup's own aims, to restore the old order, had little support among ordinary Soviet citizens.

Consequences. The coup, aimed at saving the union, ended it: it destroyed the Communist Party's authority, discredited the KGB and the army leadership, and made Yeltsin the real ruler. The republics declared independence at once (R2). Yeltsin celebrated democracy but also moved toward government by decree. The plotters were charged with treason, but their trial dragged on and in February 1994 the Duma granted an amnesty to them and to the leaders of the 1993 revolt.

The October crisis of 1993. The quarrel between President Yeltsin and the Congress and Supreme Soviet (R2) came to a head in September.

  • 21 September. Yeltsin signed Decree No. 1400 "On gradual constitutional reform", dissolving the Congress and the Supreme Soviet and calling elections to a new parliament for December. The existing constitution gave him no power to do so. The Constitutional Court ruled the decree unconstitutional that night; the Supreme Soviet voted to remove him and swore in Vice-President Rutskoi as president.
  • 22 September to 2 October. The parliamentary leaders, Khasbulatov and Rutskoi, with a few hundred armed supporters, held out in the White House. The government cut its electricity and telephones and surrounded it with police. Talks mediated by the Orthodox Patriarch failed.
  • 3 October. Crowds broke through the police lines. Rutskoi called on his followers to storm the mayor's office and the Ostankino television centre, where fighting with interior troops killed dozens. That night the army decided to side with Yeltsin.
  • 4 October. Tanks fired on the White House in front of the world's television cameras and special forces stormed it. Rutskoi and Khasbulatov surrendered and were arrested. Official figures spoke of about 150 dead and some 400 wounded; some Russian sources give higher numbers.

Consequences. Yeltsin was left in control of Moscow, and he rewrote the rules in his own favour: the constitution of December 1993 (R2) gave the president the powers the old parliament had denied him. The West, including the American president Bill Clinton, backed him as the defender of reform against hard-liners. Critics in Russia argued that democracy had been shelled along with the parliament; the voters' vote for Zhirinovsky and the Communists in December was a reply. The crisis left a lasting precedent: in a conflict between institutions, force and the president's will decided.

Perspectives. Yeltsin and his supporters: the parliament was dominated by communists and nationalists who blocked reform, had armed an uprising and left him no choice. His opponents: the president broke the law first, shut down a parliament elected by the people and used tanks. Historians weigh the two: most agree both sides had broken the rules and that the struggle came from a constitution that did not say who ruled.

2Economic consequences: shock therapy, strikes and organised crime

Falling output and living standards.

  • Prices. After prices were freed (R2), inflation was about 2,500% in 1992, about 840% in 1993, 220% in 1994 and 130% in 1995; it fell to about 22% in 1996. Savings in the state bank were wiped out.
  • Output. The economy shrank every year until 1997 (a small gain) and fell again in 1998; officially national output fell by roughly 40% from 1990 to 1998, and industrial production by about half. This was a bigger fall than the United States saw in the Great Depression. Investment collapsed.
  • Incomes and poverty. Average real wages fell by about a third in 1992 and by roughly half over 1990–93. Millions of pensioners, state employees and families fell below the poverty line, estimated at about a third of the population in 1992.
  • Wage arrears. From the mid-1990s the government and many firms could not or did not pay their workers, and by 1997–98 unpaid wages ran into billions of dollars; people were paid in goods or not at all.
  • Health. A man's average life expectancy fell from about 64 in 1989 to under 58 in 1994, because of heart disease, alcohol, accidents, violence and a collapsing health service.
  • Unemployment grew to over 10% by the late 1990s, and many more people were in hidden unemployment, on unpaid leave from factories that did not close.
  • The other side. Shops were full, a private sector of small businesses, services and trade appeared, and some, especially in Moscow and St Petersburg, got richer.

Labour strikes. Workers who had been told the state was theirs found they were the ones paying for the change.

  • The miners, whose strikes in 1989 helped end the old system, struck again in 1993 and especially in the Kuzbass and Vorkuta in 1996–97 over unpaid wages and cuts to subsidies; in May–June 1998 they blocked the Trans-Siberian railway for days.
  • Teachers, doctors, factory workers and soldiers' families also struck, protested or blocked roads.
  • The Federation of Independent Trade Unions (successor to the Soviet unions) organised national days of protest, but strikes were mostly local and about pay, and they did not unite into a political movement that could change policy. The government's answer was promises, partial payment and loans.

The rise of organised crime.

  • Causes. The collapse of the Soviet police and courts, the sudden freedom to trade without clear laws, and privatisation, which transferred huge assets to people who often had links to the old nomenklatura, the KGB or the criminal world. Businesses needed protection, and when the state could not give it, gangs sold it: the protection racket (known as the "roof", krysha).
  • What happened. Groups such as the Solntsevo gang in Moscow ran protection rackets and extortion, smuggling, car theft and prostitution, and attacked rivals. Contract killings of bankers, businessmen and journalists were common: the television chief Vladislav Listyev was shot in March 1995 and the reporter Dmitry Kholodov killed by a bomb in 1994. Murders in Russia roughly doubled between 1990 and the mid-1990s to over 30,000 a year.
  • Fraud and corruption. Pyramid schemes such as MMM (1994) cost millions of people their savings; officials took bribes, and the line between businessmen, officials and criminals was blurred. Billions of dollars left the country every year.
  • The state's reply. In June 1994 Yeltsin signed a decree "On urgent measures to protect the population from gangsterism", but the police were underpaid, corrupt and overstretched and the courts were weak.
  • The link to the oligarchs. The rich businessmen who won the loans-for-shares auctions (R2) used private security, bought newspapers and television channels and influenced the government; critics called the system a "bandit capitalism".

Historians and the economy. The view that shock therapy was a necessary shock and the cost would have been higher without it (Gaidar, Åslund) is set against the view that the collapse of output and the surge in crime came from reform without institutions (Stiglitz, Goldman) and from the speed of privatisation. Stephen Cohen and others argued that the West's advice made things worse. Some economists point out that output was already falling in the 1980s and that the collapse of the Soviet trade network was behind much of the fall. The evidence is that all three played a part. A student should also note that statistics from the 1990s are uncertain: the shadow economy was large and official figures do not capture it.

3The First Chechen War (1994–1996)

Figure 2 · The First Chechen War, 1994–1996 Figure 2 · The First Chechen War, 1994–1996 On the ground 26 Nov 1994 Russian-backed Chechen opposition tanks beaten in Grozny 11 Dec 1994 Troops ordered in 'to restore constitutional order' 31 Dec 1994 Grozny assault: a brigade destroyed Mar 1995 Grozny taken after air and artillery bombardment Jun 1995 Basayev's raid on Budyonnovsk; ceasefire Apr 1996 Dudayev killed by a Russian missile 6–8 Aug 1996 A few thousand Chechens retake Grozny 31 Aug 1996 Khasavyurt agreement: forces withdraw; status left to 2001 At home in Russia 1994–95 NTV and the press show the dead; most Russians oppose the war 1995 Soldiers' Mothers campaign; Kovalev criticises the conduct of the war Dec 1995 Duma elections: Communists first, Yeltsin's allies weak May 1996 Yeltsin announces a ceasefire in the middle of his campaign Jul 1996 Yeltsin re-elected as the man who will end the war 1997 Peace treaty with Maskhadov 1999 The Second Chechen War begins fighting turning point public reaction settlement Russia took Grozny at a heavy price and lost it again; the war was fought in view of a free press and ended in 1996.
Figure 2 · The First Chechen War

Background. The Chechens, a mainly Muslim people of the Caucasus, had been conquered by Russia in the nineteenth century, deported by Stalin in 1944, and allowed back in 1957. After the failed coup, a former Soviet air force general, Dzhokhar Dudayev, was elected president of Chechnya in October 1991 and declared independence in November. Yeltsin sent troops, but the Russian parliament overruled him, and the troops withdrew. Chechnya did not sign the Federation Treaty of 1992 and was in practice independent for three years, with a weak government, arms left by the Soviet army and a lot of crime. Moscow could not accept that other republics, such as Tatarstan, might follow.

The decision to invade. In 1994 Moscow first tried a covert operation: Russian-backed Chechen opposition forces, with Russian tanks and unmarked soldiers, tried to take Grozny on 26 November and were defeated, and Russian soldiers were captured. Yeltsin then issued an ultimatum and, on 11 December 1994, ordered troops into Chechnya "to restore constitutional order". His security council, defence minister Pavel Grachev (who was reported to have said that a single airborne regiment could take Grozny in two hours) and some of his entourage hoped for a quick victory that would raise Yeltsin's standing before the elections of 1995–96.

The war.

  • Grozny, December 1994 to March 1995. The attack on the capital on 31 December was a disaster: poorly trained conscripts and tanks in narrow streets were destroyed by Chechen fighters, and a whole brigade was lost. The Russians then flattened the city with air and artillery attacks, killing many civilians, and took it by March 1995.
  • A guerrilla war. By summer 1995 Russia held the towns but not the mountains. In June 1995 Shamil Basayev's raiders seized a hospital at Budyonnovsk in Russia, took well over a thousand hostages (estimates run to about 2,000) and, with the failed rescue attempts, more than 100 people died, and Moscow's attempt to storm it failed; the government agreed a ceasefire. In January 1996 another Chechen raid took hostages at Kizlyar.
  • Turning points in 1996. Dudayev was killed by a Russian missile in April; Yeltsin, in the middle of his election campaign, announced a ceasefire in May; but in August 1996 Chechen fighters retook Grozny with about 1,500 men against several times as many Russian troops in the city.
  • Khasavyurt, 31 August 1996. General Aleksandr Lebed, Yeltsin's security chief, and the Chechen commander Aslan Maskhadov signed an agreement ending the fighting and withdrawing Russian forces, leaving the question of Chechnya's status to be decided by 31 December 2001. In 1997 Yeltsin and Maskhadov signed a peace treaty.

The costs. Russia lost about 5,000 to 6,000 soldiers by official count; estimates of Chechen civilian deaths run from about 30,000 upwards. Hundreds of thousands became refugees, and Grozny was destroyed. The army's weakness, with underpaid, poorly trained and equipped soldiers, was exposed.

Society's reaction.

  • A new openness. The war was the first fought in the light of glasnost's heir, a free press: independent television, especially NTV, and newspapers showed the dead and the destroyed city, and opinion polls showed that most Russians opposed the war.
  • Protest. The Committee of Soldiers' Mothers campaigned against conscripts being sent to Chechnya; human rights figures such as Sergei Kovalev, Yeltsin's own human rights commissioner, criticised the conduct of the war and left the president's human rights commission in January 1996; liberal parties and some generals opposed it.
  • Politics. Yeltsin's approval fell to very low levels, and he fought the 1996 election as the man who would end it.
  • Foreign view. Western governments criticised human rights abuses but largely accepted that Chechnya was an internal matter; President Clinton compared it to the American Civil War.

Perspectives. The Russian government called it a defence of territorial integrity and the constitution against bandits and separatists. Chechen leaders called it a war of national liberation against colonial rule. Russian liberals and the press called it a disastrous, undemocratic adventure launched without parliament's agreement. Historians such as Anatol Lieven (Chechnya: Tombstone of Russian Power, 1998) and Carlotta Gall and Thomas de Waal (Chechnya: Calamity in the Caucasus, 1998) stress the Russian army's failures and the destruction. Significance: the war showed the weakness of the state, tested the freedom of the press and left a legacy: the Second Chechen War began in 1999.

4After 1996: the end of the decade

Yeltsin won re-election in July 1996, but his health was poor and he was often absent from the Kremlin. Growth briefly returned in 1997. In August 1998, after the Asian crisis and the fall in oil prices, the government could not pay its debts: on 17 August it devalued the rouble, defaulted on its rouble debt and declared a moratorium on some private foreign debts. The rouble lost about two-thirds of its value, banks failed and many people lost their savings for a second time. Yeltsin sacked the government and appointed a succession of prime ministers: Primakov (September 1998), Stepashin (May 1999) and Vladimir Putin (August 1999). On 31 December 1999 Yeltsin resigned and named Putin acting president. The crisis showed that the economy of the 1990s, based on oil, borrowing and a weak state, had not been stable.

5Where marks are lost

Treating the 1991 coup and the 1993 crisis as one event. The first was an attempt by communists against the reformers and failed; the second was a fight between Yeltsin and his own parliament and ended in his victory. They are two crises with different causes.

Saying all the blame for the economic decline lies with shock therapy. Output had begun to fall before 1992, the Soviet trade system had collapsed, and oil prices were low. Weigh the factors.

Using unreliable numbers as certain. Figures for GDP, crime and casualties in Chechnya are estimates. Say "about" and say whose they are.

Forgetting that society changed too. There was a free press, new businesses and political choice; the challenges were real, but not the whole picture.

Treating Chechnya as a foreign war. Chechnya was part of the Russian Federation, and the question was one of the state's integrity. Show why both sides saw it differently.

Mixing up the two Chechen wars. The First ran from 1994 to 1996 and ended in Khasavyurt; the Second began in 1999. Only the first is the guide's subject.

6Write it right

  1. Name the group in every point: the miners, pensioners, soldiers' mothers, the army, the oligarchs, the Chechen separatists, the Supreme Soviet. "Society" is too vague to earn marks.
  2. First question (content of A and B): pick details from each source that show a challenge and how the government met it; explain each against the inquiry question. Use both sources.
  3. Second question (context of C): a decree and a government communiqué are the state's own view; a strikers' appeal and a soldier's mother's letter were written to persuade; a statistical report is only as good as its data; a Western press report is an outsider's view. Analyse how each makes the source useful and limited for the inquiry question.
  4. Third question (perspectives): set government against opposition, Russian against Chechen, participant against outside observer, a source from the time against a historian's later view. Show where they agree, where they conflict, and which view is more valuable for the inquiry question.
  5. Precise own knowledge: 19 August 1991, 21 September 1993 (Decree 1400), 4 October 1993, 11 December 1994, 31 August 1996 (Khasavyurt), 17 August 1998, about 2,500% inflation in 1992.

7In one breath

The challenges came in waves. In August 1991 eight hard-liners tried to stop the Union Treaty by force; the coup failed in three days because it was badly led, the army and KGB hesitated and Yeltsin and Muscovites resisted, and it ended the Party and the USSR. In September–October 1993 Decree 1400 dissolved the parliament, the Constitutional Court called it unconstitutional, and the army shelled the White House on 4 October with about 150 dead, leaving Yeltsin supreme and writing the constitution that gave the president his powers. The economy meanwhile suffered inflation of about 2,500% in 1992, a fall in output of about 40% over the decade, unpaid wages, strikes by miners and others, falling life expectancy and a wave of organised crime that grew from the collapse of the state and the privatisation of its assets. In Chechnya, which declared independence in 1991, Yeltsin ordered troops in on 11 December 1994, lost a costly war against public opinion and ended it at Khasavyurt on 31 August 1996, and the rouble crisis of August 1998 pushed him toward handing power to Putin at the end of 1999. Historians debate how far the costs came from the reforms, the legacy of the USSR or the weakness of the state.


Check your understanding

Tick each one you could do in an exam without looking back. Read again whatever you cannot tick.

8Try it

Q1 and Q2 test recall; Q3 and Q4 practise the second and third Paper 1 questions on described sources. For whole papers on this note, with real sources and all three questions marked by band, use the 4 Russian Federation source sets in Practicerie.

Q1. Explain two reasons why the coup of August 1991 failed. 4 marks

Q2. Explain two ways in which the rise of organised crime was linked to the economic changes of the early 1990s. 4 marks

Q3. Source C is a petition by the Committee of Soldiers' Mothers sent to President Yeltsin in 1995 demanding the return of conscripts from Chechnya. Analyse how the context of this source affects how a historian could use it to answer the inquiry question: "How did Russian society react to the First Chechen War?" 6 marks

Q4. Source A is Yeltsin's Decree No. 1400 of 21 September 1993; Source B is the ruling of the Constitutional Court on the same night. Examine how the perspectives in these two sources could be used to answer the inquiry question: "Why did the quarrel between president and parliament become violent in 1993?" 6 marks

Answers

Q1. First, the plotters' weakness: they did not arrest Yeltsin, did not cut the White House's communications, and hesitated; Gorbachev's refusal to cooperate left them without the president's authority, and the Committee's leaders were visibly nervous at their press conference. Second, resistance and divided forces: Yeltsin's stand at the White House on 19 August, the crowds around it, and the refusal of units, including the KGB's Alpha group, to attack it meant the order to storm it could not be carried out. 1 for each reason and 1 for each developed with specific evidence. Also valid: foreign and media support for Yeltsin; the lack of public support for the old order; the republics' resistance. What scores zero: consequences of the coup.

Q2. First, the collapse of state authority: the old police and courts no longer worked and the new ones were weak, so businesses that needed contracts enforced or protection against theft turned to gangs, and the protection racket (krysha) grew. Second, privatisation: when firms and valuable assets were sold or given away cheaply, often to insiders with links to the old nomenklatura, there were large fortunes at stake, and criminal groups and corrupt officials competed for them, using violence; contract killings of bankers and businessmen followed. 1 per way and 1 per development. Also valid: freedom to trade before laws were written; the end of the Soviet border controls; shortages of jobs and unpaid soldiers and police; capital flight. What scores zero: the causes of the Chechen War.

Q3. A strong answer analyses: Origin and date. A petition from the Committee of Soldiers' Mothers, written in 1995 during the fighting in Chechnya, so it speaks for families of conscripts, not for the government or the army. Purpose and audience. Written to persuade the President and the public to bring the conscripts home, so it selects the most painful facts and uses emotional language; it is an argument, not a neutral record. Limitations from context. It cannot show the views of those who supported the war, nor does it give reliable casualty figures; and it speaks for a small, organised group, not the whole of society. So: valuable evidence of a real, organised protest and of the public reaction to conscription and casualties, which was important in a free press and politics; weak as evidence of the size of opposition, which needs opinion polls and election results. band marking. 5–6 needs several aspects of context (author, date, purpose, audience) each linked to how the source can be used for the inquiry question. Describing the war alone is 1–2.

Q4. A strong answer examines: Source A is the perspective of the President, announcing on 21 September that he is dissolving the Congress and Supreme Soviet and calling new elections; it presents the move as a way out of paralysis and "gradual constitutional reform", and shows that he chose to act beyond the existing constitution. Its limitation: a decree states the ruler's case and does not admit its own illegality. Source B is the perspective of the Constitutional Court, an institution made to settle disputes under the constitution, ruling that the decree violated it and that grounds existed to remove the president; it shows that the legal order was against him. Its limitation: the Court's chairman, Zorkin, was himself involved in the political struggle and sided with the parliament. The sources conflict: executive force against legal authority; neither side would accept the other's interpretation. They agree that there was no agreed arbiter. Own knowledge (the siege from 22 September, the storming of Ostankino on 3 October, the shelling on 4 October) shows how a legal conflict became violent. band marking. Top band identifies each perspective and its basis, explains agreement and conflict, and links both to the inquiry question with own knowledge. Describing the decree and the ruling separately stays in the lowest band.


Educerie · written from the published IB Diploma Programme History guide, first assessment 2028, focused study 3 Political and economic transitions, the Russian Federation (1985–1999): what challenges did society face after the transition? Original text, examples and questions. Diagrams drawn by Educerie. Last reviewed 6 October 2026.